As filed with the Securities and Exchange Commission on February 3, 2016.
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
JAGUAR ANIMAL HEALTH, INC.
(Exact name of registrant as specified in its charter)
Delaware |
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2834 |
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46-2956775 |
201 Mission Street, Suite 2375
San Francisco, California 94105
(415) 371-8300
(Address, including zip code, and telephone number, including area code, of registrants principal executive office)
Lisa A. Conte
Chief Executive Officer and President
Jaguar Animal Health, Inc.
201 Mission Street, Suite 2375
San Francisco, California 94105
(415) 371-8300
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Donald C. Reinke, Esq. |
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Ivan K. Blumenthal, Esq. |
Approximate date of commencement of proposed sale to the public:
As soon as practicable after this registration statement is declared effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x 333-208905
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer o |
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Accelerated filer o |
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Non-accelerated filer o |
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Smaller reporting company x |
CALCULATION OF REGISTRATION FEE
Title of Each Class of Securities |
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Proposed Maximum |
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Amount of |
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Common Stock, par value $0.0001 per share |
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$ |
98,900 |
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9.96 |
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(1) Represents only the additional dollar amount of shares of common stock being registered and includes the additional dollar amount of shares of common stock that the underwriters have the option to purchase to cover over-allotments, if any. Does not include the securities that the registrant previously registered on the registration statement on Form S-1 (File No. 333-208905).
(2) Calculated in accordance with Rule 457(o) under the Securities Act of 1933, as amended. Based on the public offering price per share.
(3) The registrant previously paid filing fees of $1,251.05 in connection with previous filings of its registration statement on Form S-1 (File No. 333-208905).
EXPLANATORY NOTE AND INCORPORATION BY REFERENCE
This registration statement is being filed with respect to the registration of additional shares of common stock, par value $0.0001 per share of Jaguar Animal Health, Inc., a Delaware corporation, pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The contents of the Registration Statement on Form S-1 (File No. 333-208905) filed by the Registrant with the Securities and Exchange Commission, as amended, declared effective on February 3, 2016, including exhibits and power of attorney thereto, are incorporated by reference in this Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of San Francisco, State of California, on February 3, 2016.
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JAGUAR ANIMAL HEALTH, INC. | ||
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By: |
/s/ LISA A. CONTE | |
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Name: |
Lisa A. Conte |
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Title: |
Chief Executive Officer and President |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated.
Signature |
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Title |
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Date | |
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/s/ LISA A. CONTE |
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Chief Executive Officer, President and Director (Principal Executive Officer) |
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February 3, 2016 | |
Lisa A. Conte |
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/s/ KAREN WRIGHT |
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Chief Financial Officer and Treasurer (Principal Financial and Accounting Officer) |
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February 3, 2016 | |
Karen Wright |
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* |
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Chairman of the Board |
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February 3, 2016 | |
James J. Bochnowski |
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Director |
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February 3, 2016 | |
Jiahao Qiu |
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Director |
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February 3, 2016 | |
Zhi Yang, Ph.D. |
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Director |
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February 3, 2016 | |
Folkert Kamphuis |
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*By: |
/s/ LISA A. CONTE |
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Lisa A. Conte, Attorney-in-Fact |
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Exhibit Index
Exhibit No. |
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Description |
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5.1 |
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Opinion of Reed Smith LLP. |
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23.1 |
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Consent of Independent Registered Public Accounting Firm. |
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23.2 |
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Consent of Reed Smith LLP (included in Exhibit 5.1). |
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24.1 |
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Power of Attorney (included on the signature page of the initial filing of the Registration Statement on S-1 (File No. 333-208905) filed by the Registrant on January 7, 2016. |
Exhibit 5.1
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Reed Smith LLP 101 Second Street Tel +1 415 543 8700 Fax +1 415 391 8269 reedsmith.com |
February 3, 2016
Jaguar Animal Health, Inc.
201 Mission Street, Suite 2375
San Francisco, California 94105
Ladies and Gentlemen:
We have acted as U.S. securities counsel to Jaguar Animal Health, Inc., a Delaware corporation (the Company), in connection with the registration of 230,000 shares of the Companys common stock, par value $0.0001 (the Shares), pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended (the Securities Act), on February 3, 2016 (the Rule 462(b) Registration Statement) with the Securities and Exchange Commission (the Commission). The Shares, including 30,000 Shares to cover over-allotments, if any, are being offered for sale, together with the securities previously registered pursuant to the Companys Registration Statement on Form S-1 (Registration No. 333-208905), as amended (the Initial Registration Statement), which was declared effective by the Commission on February 3, 2016, by the Company to the underwriters (the Underwriters) pursuant to the terms of the Underwriting Agreement, dated February 3, 2016 (the Underwriting Agreement), by and among the Company and Aegis Capital Corp., as representatives of the Underwriters.
In rendering the opinion set forth herein, we have examined originals or copies, certified or otherwise identified to our satisfaction, of such documents, corporate records, certificates of public officials and other instruments as we have deemed necessary or advisable.
In such examination, we have assumed the genuineness of all signatures, the legal capacity of natural persons, the authenticity of all items submitted to us as originals, the conformity with originals of all items submitted to us as copies, and the authenticity of the originals of such copies. As to any facts material to the opinions expressed herein that we did not independently establish or verify, we have relied upon statements and representations of officers and other representatives of the Company and public officials.
This opinion is based solely on the General Corporation Law of the State of Delaware (including all related provisions of the Delaware Constitution and all reported judicial decisions interpreting the General Corporation Law of the State of Delaware and the Delaware Constitution).
Based upon and subject to the foregoing, we are of the opinion that the Shares have been duly authorized for issuance and, when issued, delivered and paid for in accordance with the terms of the Underwriting Agreement, the Shares will be validly issued, fully paid and nonassessable.
We consent to the inclusion of this opinion as an exhibit to the Rule 462(b) Registration Statement and further consent to all references to us under the caption Legal Matters in the Initial Registration Statement. In giving this consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations of the Commission.
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Very truly yours, |
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/s/ REED SMITH LLP |
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REED SMITH LLP |
DCR/AI
NEW YORK · LONDON · HONG KONG · CHICAGO · WASHINGTON, D.C. · BEIJING · PARIS · LOS ANGELES · SAN FRANCISCO · PHILADELPHIA · SHANGHAI · PITTSBURGH · HOUSTON SINGAPORE · MUNICH · ABU DHABI · PRINCETON · NORTHERN VIRGINIA · WILMINGTON · SILICON VALLEY · DUBAI · CENTURY CITY · RICHMOND · GREECE · KAZAKHSTAN
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
Board of Directors and Stockholders
Jaguar Animal Health, Inc.
San Francisco, CA
We hereby consent to the use in the Prospectus constituting a part of this Registration Statement of our report dated March 20, 2015, except for Note 15 which is as of April 17, 2015, relating to the financial statements of Jaguar Animal Health, Inc., which is contained in that Prospectus. Our report contains an explanatory paragraph regarding the Companys ability to continue as a going concern.
We also consent to the reference to us under the caption Experts in the Prospectus.
/s/ BDO USA, LLP
San Francisco, CA
February 1, 2016
BDO USA, LLP, a Delaware limited liability partnership, is the U.S. member of BDO International Limited, a UK company limited by guarantee, and forms part of the international BDO network of independent member firms.
BDO is the brand name for the BDO network and for each of the BDO Member Firms.